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By Press Release |
March 13, 2012
CFTC orders Chicago futures commission merchant FCStone, LLC and New York introducing broker Commodity Operations Inc. to pay $260,000 for supervision violations.
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By Press Release |
August 27, 2011
Allegedly a floor broker, who cleared trades at Tenco, opened a trading account in the name of a telephone clerk’s brother-in-law and allowed the telephone clerk to trade the account.
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By Press Release |
May 2, 2011
CFTC permanently bars former CME floor broker Thorbjorn Haveman from trading for misappropriation and fictitious, noncompetitive and unauthorized trading and ordered to pay a $140,000 civil monetary penalty
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By Daniel P. Collins |
May 1, 2011
Here is a look at how high-frequency traders have affected order execution
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By Daniel P. Collins |
March 1, 2011
Managed futures had a strong performance in 2010, though they got off to a rough start. More impressively, assets under management grew despite a stellar year for equities, indicating the industry may have passed a milestone
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By Phil Flynn |
August 19, 2010
Energy report and analysis for crude oil market.
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By Press Release |
August 16, 2010
The firm allegedly caused a non-bona fide price to be reported in the Nymex crude oil futures contract.
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By Paul Brittain |
July 15, 2010
Electronic trading and near 24-hour markets have changed the nature of measuring the markets. Here’s how to use charts in a market that almost never stops trading.
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By Daniel P. Collins |
April 1, 2010
The CFTC filed a complaint against Financial Investment Inc.
