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By Press Release |
April 12, 2012
Regulators say the firm failed to supervise analyst communications with traders, and didn't do enough to guard against information breaches by researchers.
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By Futures Staff |
January 24, 2012
We names our top 25 people and events of 2011
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By Press Release |
December 13, 2011
Testimony of CFTC Commissioner Jill Sommers before the U.S. Senate Ag Committee hearing on MF Global
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By Press Release |
September 28, 2011
The group says that system-wide circuit breakers are a good idea for "today's trading environment."
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By Jon Nadler |
August 26, 2011
Daily metals update including analysis of gold and silver
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By Press Release |
May 26, 2011
The group says stock-based loan programs can be risky, especially when they involve non-recourse loans from unregistered, unregulated third-party lenders.
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By Press Release |
May 26, 2011
The SEC says Donald L. Johnson stoke confidential information while working in a market intelligence unit.
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By Press Release |
April 28, 2011
Commissioner Scott O'Malia defines the scope of the regulator's new plan to educate consumers as required by the Dodd-Frank Act.
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By Daniel P. Collins |
April 1, 2011
Managed futures increasingly are going mainstream. Here’s how it began
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By Press Release |
January 20, 2011
FINRA says that the customers of investment advisors could benefit from the additional protection afford by self-regulatory organization oversight.
