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By Matt Robinson, Bloomberg |
January 3, 2013
Ford Motor Co., the second-largest U.S. automaker, is planning its first benchmark offering of fixed-rate bonds maturing in at least 30 years since 1999.
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By Press Release |
December 27, 2012
FINRA fined the companies more than $3.35 million required them to pay a total of $1.13 million in restitution.
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By Michael J. Moore, Bloomberg |
December 17, 2012
Morgan Stanley, the lead bank on Facebook Inc.’s initial public offering, was fined $5 million by Massachusetts over claims the firm gave research analysts information that wasn’t provided to all investors in the sale.
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By Press Release |
December 11, 2012
The SEC charged a New York-based fund manager with conducting illegal trading schemes to financially benefit his investment fund Octagon Capital Partners LP.
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By Michael McFarlin |
December 4, 2012
Democrat members of the House Financial Services Committee urged further regulatory action against MF Global in a report yesterday, saying the firm “blatantly misled” regulators about its sovereign debt holdings.
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By Press Release |
November 20, 2012
In the largest insider trading case ever charged by the SEC, the regulator accuses Stamford, Conn.-based CR Intrinsic investors LLC in $276 million scheme.
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By Mary Childs, Bloomberg |
November 7, 2012
Wall Street’s credit-derivatives traders, who before the financial crisis commanded $2 million of annual pay, are being replaced by machines as banks cut costs and heed new regulations.
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By Joshua Gallu and Robert Schmidt, Bloomberg |
October 19, 2012
What Mary Schapiro considered her most important task had just run aground, a symbol of the aspirations and missed opportunities of her tenure as head of the U.S. Securities and Exchange Commission.
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By Mariko Yasu and Shunichi Ozasa, Bloomberg |
October 15, 2012
Softbank Corp. agreed to buy a stake of about 70 percent in Sprint Nextel Corp. for $20.1 billion as Japan’s third-biggest mobile-phone operator seeks growth overseas amid a declining local market.
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By Lisa Abramowicz, Bloomberg |
October 3, 2012
Pacific Investment Management Co. and BlackRock Inc. are among U.S. investors buying up bank bonds in Europe’s most indebted nations as central-bank chief Mario Draghi wins back the confidence of the world’s biggest money managers.
