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By Press Release |
April 15, 2013
The SEC charged a prominent Denver-based businessman with insider trading based on information he obtained from the CEO of an oil and gas company.
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By Press Release |
April 15, 2013
A federal court order finds that Robert Cannone and National Equity Holdings fraudulently solicited $1.4 million in client funds.
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By Phil Flynn |
April 10, 2013
Oil prices fluctuated yesterday on lots of news and lots of supply. An earthquake in Iran gave oil a pop, but after the close the American Petroleum Institute reported a whopping 5.1 million build in crude oil supply.
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By Press Release |
March 26, 2013
The SEC charged Matthew Teeple and a technology company executive in a $29 million insider trading case.
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By Patricia Hurtado, Bloomberg |
March 25, 2013
Rengan Rajaratnam, the younger brother of imprisoned hedge-fund founder Raj Rajaratnam, was taken into custody by FBI agents yesterday when he arrived at John F. Kennedy International Airport on a flight from Brazil.
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By Press Release |
March 21, 2013
The SEC charged Rajarengan “Rengan” Rajaratnam for his role in the massive insider trading scheme spearheaded by his older brother Raj Rajaratnam.
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By Press Release |
March 19, 2013
The court found that MBFX and MXBK misrepresented their historical performance and issued false reports about customer accounts.
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By Press Release |
February 26, 2013
The SEC charged a pair of hedge fund managers with lying to investors about their fund’s structure and financial condition before it failed.
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By Patricia Hurtado |
February 20, 2013
The FBI is working with the SEC in a criminal probe of trading “anomalies” before the announcement of a deal to buy H.J. Heinz Co.
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By Press Release |
February 4, 2013
In a parallel criminal action, the company principle is convicted on fraud charges and sentenced to 97 months imprisonment.
