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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Press Release |
April 18, 2013
CFTC orders The Linn Group, Inc. to pay $400,000 civil monetary penalty for failure to diligently supervise its officers, employees, and agents and to properly handle, monitor and report customer funds.
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By Press Release |
November 21, 2012
The CFTC today announced the filing and simultaneous settlement of charges against Cantor Fitzgerald & Co., Inc. for failing to maintain sufficient funds in its customer segregation account for a period of three days.
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By Alanna Byrne |
October 15, 2012
The Commodity Futures Trading Commission (CFTC) Friday issued letters extending the deadlines for market participants to determine if certain commodities fall under the agency’s definition of either a “swap,” “swap dealer” or “major swap participant.”
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By Press Release |
October 4, 2012
The CFTC explains to futures commission merchants when they may be inappropriately utilizing an omnibus account to combine segregated and secured funds.
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By Press Release |
August 14, 2012
The CFTC says the responses are intended to provide additional guidance to affected market participants.
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By Press Release |
July 16, 2012
Court permanently bars defendants, Gordon A. Driver and his companies, from commodities industry.
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By Press Release |
March 21, 2012
Testimony of Chairman Gary Gensler before the U.S. Senate Appropriations Subcommittee on Financial Services and General Government, Washington, DC.
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By Press Release |
February 29, 2012
Gensler focuses on Dodd-Frank implementation in written testimony before the House Committee on Agriculture
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By Press Release |
February 13, 2012
Chairman’s Letter, President’s Budget and Performance Plan for Fiscal Year 2013
