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By Michael McFarlin |
July 13, 2012
A wrap-up of recent industry moves and promotions.
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By Michael McFarlin |
July 6, 2012
A wrap-up of recent industry moves and promotions.
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By Daniel P. Collins |
August 1, 2011
Taking the reins of the SEC, Mary Schapiro has had to lean on her lifetime's worth of experience in senior regulatory roles
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By Press Release |
July 21, 2011
David W. Blass has been named chief counsel and associate director for the SEC’s Division of Trading and Markets.
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By Press Release |
June 7, 2011
SEC suspends trading in 17 companies in proactive effort to combat microcap stock fraud
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By Press Release |
January 18, 2011
Eileen Rominger will run the division, which regulates the nation’s multi-trillion dollar investment management industry.
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By Michael J. McFarlin |
January 1, 2011
New employees and promotions in the trading industry