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April 4, 2012
U.S. District Judge Jed Rakoff doesn’t shy away from high-profile fights.
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By Press Release |
April 4, 2012
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against JPMorgan Chase Bank, N.A. (JPMorgan) for its unlawful handling of Lehman Brothers, Inc.’s (LBI) customer segregated funds. The CFTC order imposes a $20 million civil monetary penalty
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By Press Release |
April 2, 2012
CFTC charges Royal Bank of Canada with multi-hundred million dollar wash sale scheme. It also charges that bank concealed material information from, and made material false statements to, a futures exchange.
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By Press Release |
November 7, 2011
Appointed to the SEC by President Barack Obama on Oct. 24, 2011, Commissioner Daniel Gallagher returns to the agency where he previously worked for four years as a counsel.
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By Press Release |
July 7, 2011
The CFTC charges the defendants, Mark Rice and his company Financial Robotics, with forex solicitation fraud.
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By Press Release |
November 10, 2010
Joseph K. Brenner will oversee the process of providing legal and policy advice on potential enforcement actions.
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By Press Release |
November 2, 2010
David Meister comes to the CFTC with 25 years of experience in investigations, litigation and trials.
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By Press Release |
October 5, 2010
The CFTC's 57 enforcement actions in fiscal year 2010 are 14% more than in FY 2009 and 42% more than in FY 2008.
