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By Dave Michaels, Bloomberg |
March 7, 2013
Exchanges and clearinghouses would be required to maintain adequate technology systems and report disruptions under a U.S. Securities and Exchange Commission plan for the first update of automation principles in 22 years.
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By Dave Michaels |
January 26, 2013
Robert Khuzami, the SEC's enforcement chief, said the agency is focused on charging exchanges and traders when their actions allegedly harm investors.
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By Rita Nazareth, Nina Mehta and Whitney Kisling, Bloomberg |
October 30, 2012
For the first time in more than a century, weather has stopped U.S. equity trading for two straight days as Hurricane Sandy swept across New York City.
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By Nina Mehta and Nikolaj Gammeltoft, Bloomberg |
October 29, 2012
U.S. stock trading was canceled for a second day, joining bond markets, as 90-mile-per-hour winds and surging seas from Hurricane Sandy bore down on New York and paralyzed American capital markets.
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By Nina Mehta and Nikolaj Gammeltoft, Bloomberg |
October 29, 2012
The U.S. securities industry canceled all equity trading today and will shut bond markets early, moving to protect workers as Hurricane Sandy barreled toward New York City with 85-mile-per-hour winds and the threat of an 10-foot sea surge.
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By Nina Mehta, Bloomberg |
August 14, 2012
Bats Global Markets Inc., the third- largest U.S. stock exchange operator, plans to create a program to draw orders from retail customers to one of its two markets.
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By Robert Schmidt and Michael J. Moore, Bloomberg |
August 3, 2012
The trading losses at Knight Capital Group Inc. renewed pressure on Washington regulators to prove they are equipped to protect investors in markets that are increasingly computerized and fragmented.
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By Toshiro Hasegawa and Kana Nishizawa, Bloomberg |
June 7, 2012
Tokyo Stock Exchange’s purchase of Osaka Securities Exchange is poised to gain regulatory approval -- the first for a major bourse since $32 billion of global deals were vetoed in the past 14 months.
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By Nina Mehta, Bloomberg |
May 21, 2012
Nasdaq OMX Group Inc., under scrutiny after shares of Facebook Inc. were plagued by delays and mishandled orders on its first day of trading, blamed “poor design” in the software it uses for driving auctions in initial public offerings.
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By Nina Mehta, Bloomberg |
April 12, 2012
Nasdaq has asked the SEC if companies issuing exchange-traded funds can pay market makers about $200 per day to push their shares.
