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By Press Release |
May 6, 2013
Court enters order freezing Defendant’s assets and protecting books and records.
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By Press Release |
January 16, 2013
The CFTC says the CTA violated the anti-fraud provisions of the Commodity Exchange Act.
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By Press Release |
March 8, 2012
J.P. Morgan Securities LLC agrees to pay $140,000 penalty for confirming the execution of a prearranged trade on the CBOT
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By Press Release |
March 8, 2012
BlackRock Institutional Trust Co. NA agrees to pay $250,000 penalty to settle charges of prearranged trading and fictitious sales on the CBOT.
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By Press Release |
December 7, 2011
Chicago-based defendants charged with fraudulently soliciting the public to enroll in a commodity futures training program
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By Press Release |
July 27, 2011
Defendant Jay Nolan sentenced to 60 months imprisonment in a criminal proceeding for the same fraudulent scheme
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By Press Release |
September 30, 2010
CFTC imposes permanent trading ban on Kevin McCormick for submitting trading cards with fictitious commodity futures trades