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By Press Release |
January 3, 2013
The CFTC order requires Mizuho to pay a $175,000 civil monetary penalty for allegedly not notifying the CFTC its secured funds were low.
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By Press Release |
November 21, 2012
The CFTC today announced the filing and simultaneous settlement of charges against Cantor Fitzgerald & Co., Inc. for failing to maintain sufficient funds in its customer segregation account for a period of three days.
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By Press Release |
August 17, 2012
The NFA approved amendments that will require each FCM to provide its DSRO with view-only access via the Internet to account information for each of the FCM's customer segregated funds accounts.
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By Press Release |
July 10, 2012
CFTC files complaint against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. alleging fraud, misappropriation of customer funds, violation of customer fund segregation laws and making false statements.
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By Daniel P. Collins, Ginger Szala |
February 1, 2012
Terry Duffy defends CME Group against those he sees as trying to shift the focus from MF Global
