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By Dave Michaels and Jesse Hamilton |
April 3, 2013
Mary Schapiro’s decision to join Promontory Financial Group LLC after running the SEC amplifies the firm’s advantage as an employer of former regulators.
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By Yalman Onaran and Bradley Keoun, Bloomberg |
November 28, 2012
U.S. units of foreign lenders including Deutsche Bank AG may be required by regulators to comply with tougher capital rules that some banks sought to skirt
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By Joshua Gallu and Robert Schmidt, Bloomberg |
October 19, 2012
What Mary Schapiro considered her most important task had just run aground, a symbol of the aspirations and missed opportunities of her tenure as head of the U.S. Securities and Exchange Commission.
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By Cheyenne Hopkins, Bloomberg |
September 25, 2012
New financial regulations have yet to make markets safer and financial systems are still too complex, according to an International Monetary Fund report.
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By Phil Mattingly, Bloomberg |
July 3, 2012
In the U.K., a record fine for Barclays Plc has triggered outrage from lawmakers and forced resignations from the bank’s top executives. In the U.S., Wall Street’s defenders in Congress are sticking by the industry
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By Press Release |
July 21, 2011
David W. Blass has been named chief counsel and associate director for the SEC’s Division of Trading and Markets.
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By Press Release |
February 18, 2011
BATS reached an agreement to acquire Chi-X Europe
