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By Gavin Finch, Lindsay Fortado and Silla Brush, Bloomberg |
February 6, 2013
Royal Bank of Scotland Group Plc, Britain’s biggest publicly owned lender, will pay about $612 million in fines for manipulating interest rates, the second- largest penalty imposed in a global regulatory probe.
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By Lindsay Fortado, Phil Mattingly and Silla Brush, Bloomberg |
December 19, 2012
UBS AG will pay about $1.5 billion and two former traders face prison as the bank settled charges with U.S. and U.K. authorities for manipulating interest rates in a global conspiracy to boost profits and bonuses.
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By Press Release |
December 19, 2012
The U.S. Commodity Futures Trading Commission announced an Order today against UBS AG and UBS Securities Japan Co., bringing and settling charges of manipulation, attempted manipulation and false reporting of certain global benchmark interest rates.
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By Daniel P. Collins |
December 3, 2012
The CFTC announced on Monday that it has obtained a federal court order requiring MBF Clearing to pay a $650,000 civil monetary penalty for violating the Commodity Exchange Act.
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By Sara Forden |
November 26, 2012
The CFTC says the company violated securities law by offering trading in options banned for U.S. customers.
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By Press Release |
June 27, 2012
Order finds that Barclays attempted to manipulate interest rates and made related false reports to benefit its derivatives trading positions
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By Press Release |
June 5, 2012
The CFTC says that over an 18-month period, Morgan Stanley unlawfully executed, processed and reported numerous off-exchange futures trades.
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By Michael J. McFarlin |
May 1, 2012
Royal Bank of Canada (RBC), Canada’s largest bank, was sued by the Commodity Futures Trading Commission (CFTC) in April for alleged illegal wash trades tied to equities worth millions of dollars in tax benefits.
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By Press Release |
April 19, 2012
The CFTC claimed Chicago-based Optiver and company officers manipulated and attempted to manipulate crude oil, heating oil and gasoline futures at Nymex.
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By Press Release |
April 12, 2012
CFTC ordered Rosenthal Collins Group, LLC, a registered futures commission merchant, to pay more than $2.5 million for supervision and record-production violations.
