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By Press Release |
July 16, 2012
Court permanently bars defendants, Gordon A. Driver and his companies, from commodities industry.
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By Press Release |
May 23, 2012
Federal court in New York orders Chicago resident and former floor broker, Kent R.E. Whitney, to pay $600,000 for margin call avoidance scheme.
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By Press Release |
April 19, 2012
The CFTC claimed Chicago-based Optiver and company officers manipulated and attempted to manipulate crude oil, heating oil and gasoline futures at Nymex.
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By Press Release |
March 13, 2012
CFTC orders Goldman Sachs Execution & Clearing, L.P., a registered futures commission merchant, to pay $7 million for supervision failures in handling accounts it carried.
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By Press Release |
June 16, 2011
CFTC Charges Victor E. Cilli and his company, Progressive Investment Funds LLC, with Operating a Commodity Pool Ponzi Scheme and Misappropriating Customer Funds
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By Press Release |
May 14, 2011
Federal court in New Jersey orders FX Trading to pay $110,000 civil monetary penalty for failing to maintain minimum net capital requirements.