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October 25, 2013
The U.S. Securities and Exchange Commission is nearing adoption of rules for cutting references to credit ratings from regulations including those determining how much capital a broker must hold to meet obligations.
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By Dave Michaels, Bloomberg |
July 10, 2013
Hedge funds and other companies seeking private investments will be allowed to advertise publicly for funding under a rule approved today by the U.S. Securities and Exchange Commission.
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By Dave Michaels |
May 13, 2013
NYSE Euronext sought to mute opposition to its quest for regulatory curbs on dark-pool trading by offering to lower its fees.
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By Dave Michaels and Joshua Gallu |
April 26, 2013
Congress getting restless on SEC's "slow-walk" to get rule adopted
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By Dave Michaels |
January 16, 2013
A second effort to overhaul rules governing the $2.6 trillion money-fund industry should be offered by the SEC before the end of March.
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By Press Release |
November 7, 2011
Appointed to the SEC by President Barack Obama on Oct. 24, 2011, Commissioner Daniel Gallagher returns to the agency where he previously worked for four years as a counsel.
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By News Story |
October 21, 2011
The U.S. Senate confirmed three presidential nominees for financial regulator posts last night in a voice vote, including Mark Wetjen as a CFTC commissioner
