The U.S. Securities and Exchange Commission unanimously proposed boosting by 10 times the amount of money companies can raise under a simplified public offering, the agency’s latest step to ease fundraising by smaller firms.
The U.S. Securities and Exchange Commission is nearing adoption of rules for cutting references to credit ratings from regulations including those determining how much capital a broker must hold to meet obligations.
Hedge funds and other companies seeking private investments will be allowed to advertise publicly for funding under a rule approved today by the U.S. Securities and Exchange Commission.
Appointed to the SEC by President Barack Obama on Oct. 24, 2011, Commissioner Daniel Gallagher returns to the agency where he previously worked for four years as a counsel.
The U.S. Senate confirmed three presidential nominees for financial regulator posts last night in a voice vote, including Mark Wetjen as a CFTC commissioner
