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By Press Release |
January 31, 2013
Following an independent review of the organization's audits of the now defunct Peregrine Financial Group, the NFA will make changes to its auditing process.
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By Alanna Byrne |
November 8, 2012
After a weeklong delay due to Hurricane Sandy hitting the east coast the National Futures Association (NFA) on Monday launched an upgraded version of its Background Affiliation Status Information Center (BASIC), giving investors online access to key futures commission merchant (FCM) information.
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By Ginger Szala |
November 1, 2012
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By Daniel P. Collins |
November 1, 2012
Roth discusses improved safeguards to keep seg funds secure and to restore confidence.
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By Daniel P. Collins |
November 1, 2012
One year later and former MF Global customers still don’t have all their money. So, where is it?
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By Ginger Szala |
October 24, 2012
In reviewing the events around the MF Global bankruptcy, it appears everyone moved faster than the brokerage entity, which no one seemed to be protecting.
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By Press Release |
August 17, 2012
The NFA approved amendments that will require each FCM to provide its DSRO with view-only access via the Internet to account information for each of the FCM's customer segregated funds accounts.
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By Michael McFarlin & Daniel P. Collins |
August 2, 2012
Yesterday’s hearings of the U.S. Senate’s Agriculture, Nutrition and Forestry Committee probing the MF Global and PFGBest scandals had less fireworks than past hearings but perhaps a more serious tone.
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By Michael McFarlin |
July 25, 2012
Members of the House Agriculture Committee had the opportunity to grill members of the futures industry regulatory regime today in a hearing that focused on recent scandals.
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By Press Release |
May 29, 2012
National Futures Association proposes new financial requirements for FCM treatment of customer segregated funds
