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By Press Release |
January 15, 2013
The regulator says the defendants, Charles Timberlake and Trans Global Investments LLC, committed commodity pool fraud.
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By Press Release |
January 3, 2013
The CFTC order requires Mizuho to pay a $175,000 civil monetary penalty for allegedly not notifying the CFTC its secured funds were low.
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By Press Release |
January 2, 2013
The CFTC says RJO failed to diligently supervise the handling of customer orders over four years.
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By Press Release |
December 19, 2012
The U.S. Commodity Futures Trading Commission announced an Order today against UBS AG and UBS Securities Japan Co., bringing and settling charges of manipulation, attempted manipulation and false reporting of certain global benchmark interest rates.
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By Press Release |
December 10, 2012
Court finds that defendants fraudulently solicited and accepted over $1.4 million from customers to trade crude oil futures contracts in a commodity pool.
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By Press Release |
November 27, 2012
The CFTC claims defendant Feisal Sharif solicited funds from at least 50 people and allegedly misappropriated $900,000 for personal expenses.
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By Press Release |
November 21, 2012
The CFTC today announced the filing and simultaneous settlement of charges against Cantor Fitzgerald & Co., Inc. for failing to maintain sufficient funds in its customer segregation account for a period of three days.
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By Press Release |
October 23, 2012
A federal court order require Robert A. Christy of Milton, Ga., and his company, Crabapple Capital Group LLC to pay over $2.6 million in monetary sanctions for alleged forex fraud.
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By Press Release |
October 22, 2012
The CFTC says the futures commission merchant did not diligently investigate suspicious transactions.
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By Press Release |
October 1, 2012
In a related criminal proceeding, the defendant is sentenced to 57 months imprisonment and ordered to pay restitution for alleged Ponzi scheme.
