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By Press Release |
March 14, 2013
The CFTC says Nicholas Trimble falsely represented his trading success and misappropriated about $441,000 of customer funds.
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By Press Release |
March 11, 2013
CFTC alleged that company collected $415,000, lost money trading, collected high fees, then shut down with no way for customers to follow up.
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By Press Release |
February 21, 2013
Employees at center of charges worked on the ClearPort desk and allegedly handed off confidential trade information at least 60 times.
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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Press Release |
February 12, 2013
The court ruled in the favor of the CFTC, which claimed J. Hansen Investments defrauded investors and misappropriated client funds for personal use.
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By Press Release |
February 8, 2013
The CFTC says Gelber falsely reported orders that manipulated the opening price in Nasdaq E-mini 100 futures.
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By Press Release |
February 6, 2013
Court says that defendants fraudulently solicited and accepted funds from 99 Retail Customers in connection with alleged forex scheme.
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By Press Release |
February 5, 2013
The CFTC says Halifax Investment Services must be registered with the regulator under laws that went into effect on Oct. 18, 2010.
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By Press Release |
January 28, 2013
Secured Precious Metals allegedly allowed clients to trade metals with as little as 20% down, bucking rules put in place with Dodd-Frank.
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By Press Release |
January 16, 2013
The CFTC says the CTA violated the anti-fraud provisions of the Commodity Exchange Act.
