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By Press Release |
October 3, 2012
The SEC charged two hedge fund managers today with lying to investors about how they were handling the money invested in their funds.
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By Press Release |
May 29, 2012
The SEC says Quantek Asset Management lied about fund managers having “skin in the game” in the $1 billion Quantek Opportunity Fund.
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By Press Release |
November 16, 2011
The Securities and Exchange Commission today charged MSIM with violating securities laws in a fee arrangement that repeatedly charged a fund for advisory services they weren’t actually receiving from a third party
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By Press Release |
September 22, 2011
The CFTC says AXA Rosenberg concealed a significant error in the computer code of the quantitative investment model that managed client assets.
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By Press Release |
August 31, 2011
The SEC received court approval to freeze the assets of a Chicago-area quantitative hedge fund startup for lying to prospective investors
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By Press Release |
March 15, 2011
The SEC alleges that Eugenio Verzili and Arturo Rodriguez through their firm Juno Mother Earth Asset Management LLC misappropriated client assets.
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By Press Release |
October 19, 2010
The Securities and Exchange Commission says the managers overvalued illiquid assets and stole client funds for personal investments.
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By Press Release |
September 2, 2010
The SEC charged a New Jersey investment adviser with operating a offering fraud involving the sale of phony promissory notes to investors.
