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By Michael J. McFarlin |
November 1, 2012
After gaps were revealed in seg funds, the industry responded, but is it enough?
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By Press Release |
July 25, 2012
NFA President Dan Roth's testimony to the House Ag. Committee regarding NFA's role in monitoring PFGBest.
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By Silla Brush, Bloomberg |
July 17, 2012
The CFTC reviewed operations at PFG Inc. at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker.
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By Press Release |
July 17, 2012
The committee, which was formed in January 2012, proposes additional confirmations with banks holding customer segregated funds.
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By Daniel P. Collins |
June 13, 2012
The Managed Funds Association (MFA) may be regretting inviting Commodity Customer Coalition (CCC) co-founder James Koutoulas to speak at its recently concluded Forum 2012 conference in Chicago this week.
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By Andrew Harris and Laurel Brubaker Calkins, Bloomberg |
March 8, 2012
R. Allen Stanford, who was convicted of running a $7 billion investment fraud, must forfeit all funds seized by the U.S. government
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By Andrew Harris and Laurel Brubaker Calkins, Bloomberg |
March 7, 2012
R. Allen Stanford’s jury, a day after finding the Texas financier guilty of leading a $7 billion international fraud, heard evidence on federal prosecutors’ request that he forfeit $300 million in assets.
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By Daniel P. Collins |
November 15, 2011
In a motion filed today MFGI Trustee seeks fees
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By Press Release |
September 9, 2011
The SEC says a Corinth, Texas, man committed securities fraud by soliciting more than $3.45 million from several thousand deaf investors.
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By Press Release |
June 30, 2011
Federal court issues order freezing the assets of Colorado-based Flint-McClung Capital LLC.
