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By Press Release |
June 19, 2013
CFTC orders ABN AMRO Clearing Chicago LLC to pay $1 million to settle charges of segregated and secured fund deficiencies, a minimum net capital violation, books and records violation, and supervision failures.
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By Press Release |
May 29, 2013
The CFTC says FCStone allowed a single account to acquire a massive options position that it could not maintain, losing the company $127 million.
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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Press Release |
August 31, 2011
CFTC obtains final judgment against Italian national Carmine Garofalo charged with illegal trading
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By Press Release |
March 15, 2011
Federal court freezes defendants’ assets and prohibits destruction of books and records.