SEC charges Illinois for misleading pension disclosures By Press Release | March 11, 2013 The Securities and Exchange Commission today charged the State of Illinois with securities fraud for misleading municipal bond investors about the state’s approach to funding its pension obligations.
RBC Capital Markets sold unsuitable CDO investments to schools: SEC By Press Release | September 27, 2011 The Securities and Exchange Commission charged RBC Capital Markets LLC for selling unsuitable investments to five Wisconsin school districts.
