Daniel M. Gallagher

Dodd-Frank at five: A capital markets swan song

By Press Release | August 5, 2015

Speech given by Commissioner Daniel M. Gallagher, U.S. Chamber of Commerce, Washington, D.C. on Aug. 4, 2015

SEC plans higher limit for small stock deals under JOBS Act

By Dave Michaels, Bloomberg | December 18, 2013

The U.S. Securities and Exchange Commission unanimously proposed boosting by 10 times the amount of money companies can raise under a simplified public offering, the agency’s latest step to ease fundraising by smaller firms.

SEC plans push to cut credit rating references, Gallagher says

October 25, 2013

The U.S. Securities and Exchange Commission is nearing adoption of rules for cutting references to credit ratings from regulations including those determining how much capital a broker must hold to meet obligations.

SEC votes to lift 80-year-old ban on hedge-fund advertising

By Dave Michaels, Bloomberg | July 10, 2013

Hedge funds and other companies seeking private investments will be allowed to advertise publicly for funding under a rule approved today by the U.S. Securities and Exchange Commission.