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By Matthew Leising |
March 20, 2013
Intercontinental Exchange Inc. has put on hold plans to clear some credit-default swaps for hedge funds and money managers.
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By Nicholas Comfort, Bloomberg |
December 6, 2012
Eric Ben-Artzi, a former quantitative risk analyst for Deutsche Bank AG, alleged that Europe’s biggest lender engaged in a multibillion-dollar securities violation. Deutsche Bank denied the allegation.
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By Camila Russo and Silvia Martinez, Bloomberg |
October 23, 2012
Argentina’s government plans to overhaul securities regulation including increasing credit rating oversight and requiring insurers to invest more in productive and infrastructure projects.
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By Joshua Gallu and Robert Schmidt, Bloomberg |
October 19, 2012
What Mary Schapiro considered her most important task had just run aground, a symbol of the aspirations and missed opportunities of her tenure as head of the U.S. Securities and Exchange Commission.
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By Jim Brunsden, Bloomberg |
March 29, 2012
European Union regulators may win powers to ban new financial instruments before they are sold, as part of an overhaul of the region’s market rules.
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By Margaret Cronin Fisk and Beth Hawkins, Bloomberg |
March 27, 2012
Wells Fargo & Co. must face a class-action, or group lawsuit, by institutional investors who claim the bank marketed a risky securities-lending program it said was safe.
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By Press Release |
December 1, 2011
BATS intends to combine the BATS Europe and Chi-X Europe MTFs, which will be known as BATS Chi-X Europe and will account for approximately 25% of overall European equities trading
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By Press Release |
November 30, 2011
James W. Giddens filed a motion seeking authorization to sell and transfer substantially all retail securities accounts to Perrin, Holden & Davenport Capital Corp
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By Press Release |
November 9, 2011
The Securities and Exchange Commission obtained a record financial penalty of more than $92.8 million against billionaire hedge fund manager Raj Rajaratnam for widespread insider trading.
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By Michael J. McFarlin |
October 1, 2011
S&P poised to give the rating it denied the U.S. to a group of securities backed by subprime mortgages
