Securities

GlobalCollateral to deliver cross-border collateral mobility

By Press Release | March 15, 2017

New inventory management service now live

German yields drop below Japan in ominous sign for Eurozone

By Eshe Nelson, Bloomberg | February 3, 2015

For the first time, Germany's 10-year yields are below Japan's, providing little reassurance for a euro-comeback.

U.S. investment outflow reaches record

By Kasia Klimasinska, Bloomberg | August 15, 2014

The U.S. posted a record cross-border investment outflow in June as China and Japan.

Fed sees avoiding unprecedented losses by holding mortgage bonds

By Joshua Zumbrun, Bloomberg | October 28, 2013

The Federal Reserve can avoid unprecedented losses by never selling mortgage-backed securities from its record $3.84 trillion balance sheet, according to updated estimates by Fed economists in Washington.

Stanford suits questioned in high court securities clash

By Greg Stohr, Bloomberg | October 7, 2013

The U.S. Supreme Court debated the reach of the federal securities laws, questioning whether investors can sue law firms and outside companies for their alleged roles in R. Allen Stanford’s $7 billion Ponzi scheme.

The Blotter: FINRA joins exchanges in fining Newedge

By Ginger Szala | July 19, 2013

A wrap-up of regulatory and enforcement actions taken around the trading world, including the SEC obtaining a $13.9 million penalty against Rajat Gupta.

Gupta ordered to pay $13.9 million in insider-trading case

By Joshua Gallu, Bloomberg | July 18, 2013

Rajat Gupta, the former Goldman Sachs Group Inc. director who was found guilty of passing confidential tips to jailed billionaire hedge-fund manager Raj Rajaratnam, was ordered to pay $13.9 million in a related U.S. regulatory lawsuit.

SEC said near proposal on CEO-to-worker pay disclosures

By Dave Michaels, Bloomberg | July 17, 2013

Public companies reportedly would be required to disclose how much more their chief executives are paid than rank-and-file workers.

ICE said to hold investor swaps clearing after SEC rule

By Matthew Leising | March 20, 2013

Intercontinental Exchange Inc. has put on hold plans to clear some credit-default swaps for hedge funds and money managers.

Deutsche Bank accused of hiding securities losses by ex-employee

By Nicholas Comfort, Bloomberg | December 6, 2012

Eric Ben-Artzi, a former quantitative risk analyst for Deutsche Bank AG, alleged that Europe’s biggest lender engaged in a multibillion-dollar securities violation. Deutsche Bank denied the allegation.

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