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By Joshua Zumbrun, Bloomberg |
October 28, 2013
The Federal Reserve can avoid unprecedented losses by never selling mortgage-backed securities from its record $3.84 trillion balance sheet, according to updated estimates by Fed economists in Washington.
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By Greg Stohr, Bloomberg |
October 7, 2013
The U.S. Supreme Court debated the reach of the federal securities laws, questioning whether investors can sue law firms and outside companies for their alleged roles in R. Allen Stanford’s $7 billion Ponzi scheme.
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By Ginger Szala |
July 19, 2013
A wrap-up of regulatory and enforcement actions taken around the trading world, including the SEC obtaining a $13.9 million penalty against Rajat Gupta.
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By Joshua Gallu, Bloomberg |
July 18, 2013
Rajat Gupta, the former Goldman Sachs Group Inc. director who was found guilty of passing confidential tips to jailed billionaire hedge-fund manager Raj Rajaratnam, was ordered to pay $13.9 million in a related U.S. regulatory lawsuit.
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By Dave Michaels, Bloomberg |
July 17, 2013
Public companies reportedly would be required to disclose how much more their chief executives are paid than rank-and-file workers.
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By Matthew Leising |
March 20, 2013
Intercontinental Exchange Inc. has put on hold plans to clear some credit-default swaps for hedge funds and money managers.
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By Nicholas Comfort, Bloomberg |
December 6, 2012
Eric Ben-Artzi, a former quantitative risk analyst for Deutsche Bank AG, alleged that Europe’s biggest lender engaged in a multibillion-dollar securities violation. Deutsche Bank denied the allegation.
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By Camila Russo and Silvia Martinez, Bloomberg |
October 23, 2012
Argentina’s government plans to overhaul securities regulation including increasing credit rating oversight and requiring insurers to invest more in productive and infrastructure projects.
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By Joshua Gallu and Robert Schmidt, Bloomberg |
October 19, 2012
What Mary Schapiro considered her most important task had just run aground, a symbol of the aspirations and missed opportunities of her tenure as head of the U.S. Securities and Exchange Commission.
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By Jim Brunsden, Bloomberg |
March 29, 2012
European Union regulators may win powers to ban new financial instruments before they are sold, as part of an overhaul of the region’s market rules.
