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By Philip McBride Johnson |
March 26, 2013
The fact that "sequestration" will be a drag on the Government's operations may please many people, not least those who have found themselves under federal investigation or pending charges.
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By Press Release |
March 21, 2013
The SEC charged Rajarengan “Rengan” Rajaratnam for his role in the massive insider trading scheme spearheaded by his older brother Raj Rajaratnam.
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By Matthew Leising |
March 20, 2013
Intercontinental Exchange Inc. has put on hold plans to clear some credit-default swaps for hedge funds and money managers.
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By Dave Michaels |
March 16, 2013
Senate probe provided 900 pages of evidence that could help the SEC make the case that JPMorgan executives broke the law.
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By Press Release |
March 11, 2013
The Securities and Exchange Commission today charged the State of Illinois with securities fraud for misleading municipal bond investors about the state’s approach to funding its pension obligations.
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By Dave Michaels, Bloomberg |
March 7, 2013
Exchanges and clearinghouses would be required to maintain adequate technology systems and report disruptions under a U.S. Securities and Exchange Commission plan for the first update of automation principles in 22 years.
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By Philip McBride Johnson |
March 1, 2013
The "sequester" has taken effect. According to multiple news reports, an early casualty will be the shipbuilding industry, especially on the military side. But it will also make more difficult the full implementation of the derivatives piece of the Dodd-Frank Act.
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By Greg Stohr, Bloomberg |
February 27, 2013
The Securities and Exchange Commission must move more quickly in pressing some fraud lawsuits, the U.S. Supreme Court ruled in a decision that may affect agencies across the government.
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By Press Release |
February 26, 2013
The SEC charged a pair of hedge fund managers with lying to investors about their fund’s structure and financial condition before it failed.
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By Patricia Hurtado |
February 20, 2013
The FBI is working with the SEC in a criminal probe of trading “anomalies” before the announcement of a deal to buy H.J. Heinz Co.
