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By Press Release |
January 5, 2012
The CFTC alleged that Gunter, Texas' Larry Groover solicited $1.4 million, traded $647,500, lost $600,000 and used the rest for personal expenses and to pay other customers.
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By Ginger Szala |
January 3, 2012
I’m a proud American but sometimes when watching Congress at work I wonder if our Founding Fathers were a bit daft. Case in ...
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By Daniel P. Collins |
January 1, 2012
Rule 1.25 and MF Global's bankruptcy
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By News Story |
December 31, 2011
Chinese financial wire service Caixin is reporting that the central government is ordering local regulators to rein in unauthorized futures exchanges.
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By Press Release |
December 27, 2011
Skadden Arps breadown new rule 1.25 provisions
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By Press Release |
December 27, 2011
FINRA says Credit Suisse entered millions of short sale orders without reasonable grounds to believe that the securities could be borrowed.
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By Press Release |
December 16, 2011
The SEC today charged six former top executives of Fannie Mae and Freddie Mac with securities fraud
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By Press Release |
December 8, 2011
Testimony of CFTC Commissioner Jill E. Sommers before the U.S. House Committee on Agriculture on Dec. 8, 2011
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By News Story |
December 8, 2011
Former MF Global CEO Jon Corzine appeared before the House Ag Committee to testify on his firm’s bankruptcy
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By News Story |
December 8, 2011
CME Group Executive Chairman Terry Duffy and CBOE CEO Bill Brodsky testified to the House Ag Committee on the bankruptcy of MF Global