-
By News Story |
September 12, 2012
The National Futures Association has said it will return a $700,000 fine against Peregrine Financial Group that was levied in February.
-
By Press Release |
August 17, 2012
The NFA approved amendments that will require each FCM to provide its DSRO with view-only access via the Internet to account information for each of the FCM's customer segregated funds accounts.
-
By Michael McFarlin & Daniel P. Collins |
August 2, 2012
Yesterday’s hearings of the U.S. Senate’s Agriculture, Nutrition and Forestry Committee probing the MF Global and PFGBest scandals had less fireworks than past hearings but perhaps a more serious tone.
-
By Press Release |
August 1, 2012
Trustee Giddens recommendations
-
By Michael McFarlin |
July 25, 2012
Members of the House Agriculture Committee had the opportunity to grill members of the futures industry regulatory regime today in a hearing that focused on recent scandals.
-
By Press Release |
July 25, 2012
NFA President Dan Roth's testimony to the House Ag. Committee regarding NFA's role in monitoring PFGBest.
-
By Michael McFarlin |
July 24, 2012
Alaron Trading Corp. is suing Chris Hehmeyer, chairman of the National Futures Association, over a failed 2008 deal.
-
By Linda Sandler, Bloomberg |
July 18, 2012
The trustee liquidating Peregrine Financial Group Inc. said only about 11 of 24,000 futures customers have “specifically identifiable property” eligible to be returned to them.
-
By Scott Cohn, Market Watch |
July 17, 2012
PFGBest Founder and CEO Russell Wasendorf Sr.’s plan to hire a high-powered Chicago attorney to represent him has hit a snag: Wasendorf’s assets are frozen, so he has no money to pay him.
-
By Press Release |
July 17, 2012
Testimony of Chairman Gary Gensler before the U.S. Senate Committee on Agriculture regarding progress in Dodd-Frank, PFGBest oversight and Libor manipulation scandal.