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By Daniel P. Collins | July 1, 2012
By Daniel P. Collins | March 1, 2012
Public Funds through January 2012
By Press Release | January 17, 2012
The SEC claims that UBS failed to properly price securities in three mutual funds that it managed, resulting in a misstatement to investors of the net asset values.
By Daniel P. Collins | December 1, 2011
Public Funds through October 2011
By Press Release | November 14, 2011
The substantial majority of customer positions were transferred to alternative clearing participants at the request of customers, and the balance of open positions were closed by the clearinghouse.
By Daniel P. Collins | November 1, 2010
Neal Kottke has speculated on, hedged, marketed, cleared and even grown grain. He talks about the markets and market structure