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By Michael J. McFarlin |
November 1, 2012
After gaps were revealed in seg funds, the industry responded, but is it enough?
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By Andrew Dunn, Bloomberg |
October 24, 2012
Bank of America Corp. was sued by the U.S. attorney in Manhattan for allegedly engaging in a scheme to defraud Fannie Mae and Freddie Mac.
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By Press Release |
October 23, 2012
A federal court order require Robert A. Christy of Milton, Ga., and his company, Crabapple Capital Group LLC to pay over $2.6 million in monetary sanctions for alleged forex fraud.
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By Press Release |
September 25, 2012
The CFTC complaint charges Eric N. Schmickle and Q Wealth Management with operating a commodity futures Ponzi scheme.
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By Press Release |
September 13, 2012
Federal court enters emergency order freezing defendant’s assets and protecting books and records.
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By Alanna Byrne |
August 23, 2012
The U.S. Court of Appeals for the Seventh Circuit reversed futures trader David Sklena’s fraud conviction Thursday, citing an earlier court’s decision to exclude relevant testimony from Sklena’s alleged co-conspirator.
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By Daniel P. Collins |
August 20, 2012
CTA Bouchard Capital LLC will be shutting its doors later this week because nearly 80% of the client and proprietary money it was trading, $3.4 million of $4.4 million, is tied up in the PFGBest fraud.
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By Andrew Harris and Tom Witosky, Bloomberg |
August 20, 2012
Russell Wasendorf Sr., the Peregrine Financial Group Inc. founder, pleaded not guilty to 31 counts of lying to U.S. regulators
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By Press Release |
August 13, 2012
Federal court orders defendants to pay more than $5.4 million in restitution and civil monetary penalties.
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By Daniel P. Collins |
April 2, 2012
The Commodity Customer Coalition delivered a memo to U.S. Attorney General Eric Holder as well as U.S. attorneys from New York and Chicago and members of Congress stating that there is clear evidence of intent to commit fraud by MF Global.
