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By Press Release |
May 6, 2013
Court enters order freezing Defendant’s assets and protecting books and records.
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By Press Release |
April 17, 2013
Federal court finds that InovaTrade orchestrated a scheme that induced more than 400 customers to deposit more than $10.6 million over a three year period.
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By Press Release |
March 14, 2013
The CFTC says Nicholas Trimble falsely represented his trading success and misappropriated about $441,000 of customer funds.
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By Press Release |
March 11, 2013
CFTC alleged that company collected $415,000, lost money trading, collected high fees, then shut down with no way for customers to follow up.
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By Greg Stohr, Bloomberg |
February 27, 2013
The Securities and Exchange Commission must move more quickly in pressing some fraud lawsuits, the U.S. Supreme Court ruled in a decision that may affect agencies across the government.
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By Press Release |
February 26, 2013
The SEC charged a pair of hedge fund managers with lying to investors about their fund’s structure and financial condition before it failed.
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By Press Release |
February 12, 2013
The court ruled in the favor of the CFTC, which claimed J. Hansen Investments defrauded investors and misappropriated client funds for personal use.
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By Press Release |
February 4, 2013
In a parallel criminal action, the company principle is convicted on fraud charges and sentenced to 97 months imprisonment.
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By Press Release |
January 29, 2013
The SEC says Firas Hamdan falsified brokerage records to drastically overstate assets and hide massive trading losses.
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By Press Release |
January 15, 2013
The regulator says the defendants, Charles Timberlake and Trans Global Investments LLC, committed commodity pool fraud.
