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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Maud van Gaal, Bloomberg |
December 17, 2012
ABN Amro Group NV, the Dutch bank nationalized in 2008, is eliminating 40 jobs after closing its Delta One Arbitrage equity-derivatives division to reduce risk.
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By Daniel P. Collins |
December 13, 2012
Newedge announced plans today to transform its business model and split its FCM into two separate legal entities: One focusing on execution and the other on clearing services.
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By Press Release |
October 4, 2012
The CFTC explains to futures commission merchants when they may be inappropriately utilizing an omnibus account to combine segregated and secured funds.
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By Press Release |
January 25, 2012
The CFTC says it did not find any material breaches of customer funds protection requirements during the spot check.
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By Daniel P. Collins |
January 1, 2012
One of the first recommendations we heard following the MF Global debacle was to have more than one broker
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By Daniel P. Collins |
January 1, 2012
Rule 1.25 and MF Global's bankruptcy
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By Contributing Author |
January 1, 2012
Trading is hard enough as an individual trader, but CTAs have even more problems, as highlighted by the MF Global bankruptcy
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By Press Release |
May 19, 2011
Futures Commission Merchant Vision fined 500K by NFA for failing to superivse IBs.
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By Daniel P. Collins |
December 1, 2010
Jon Corzine is back in the financial world after joining MF Global as chairman and CEO in March. He talks about his vision for MF Global and the industry