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By Patricia Hurtado |
February 20, 2013
The FBI is working with the SEC in a criminal probe of trading “anomalies” before the announcement of a deal to buy H.J. Heinz Co.
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By Andrew Harris and Tom Witosky, Bloomberg |
September 11, 2012
Russell Wasendorf Sr., the indicted founder of Peregrine Financial Group Inc., has signed a plea agreement with prosecutors in which he admits to crimes including mail fraud, an FBI agent testified.
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By News Story |
July 13, 2012
Russell Wasendorf, Sr. was arrest by FBI agents Friday afternoon. Here is the affidavit with the charges and a copy of what Wasendorf said in a note found near his attempted suicide.
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By Andrew Harris and Linda Sandler, Bloomberg |
July 13, 2012
Wasendorf was charged by U.S. prosecutors with making false statements to federal regulators and is to appear in court later today in Cedar Rapids.
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By Linda Sandler, Bloomberg |
July 12, 2012
Customers’ claims on PFGBest, whose founder is accused by regulators of misappropriating more than $200 million, may fetch less than a quarter of their value in the wake of the firm’s bankruptcy.
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By Daniel P. Collins, Michael McFarlin |
July 10, 2012
The PFGBest revelation raises serious questions about the safety of the U.S. Futures industry. Now, apparently customer segregation has been violated twice in nine months.
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By Press Release |
December 1, 2011
The SEC and FBI announced parallel cases filed in federal court against several corporate officers, lawyers and a stock promoter alleging they used kickbacks and other schemes
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By Daniel P. Collins |
August 1, 2011
The Federal Bureau of Investigation (FBI) arrested Chunlai Yang, a senior software engineer for CME Group
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By Michael J. McFarlin |
March 1, 2011
Cyber-attacks were reported at Nasdaq OMX in the United States and the LSE in the United Kingdom
