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By Daniel P. Collins |
January 11, 2014
If you think the industry is under stress right now think of what it would look like if Koutoulas and Roe did not stand up and demand customer priority rules be adhered to.
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By Kristin Fox, Michael McFarlin, Ginger Szala |
November 25, 2013
Live fast, die young and leave a good looking corpse was the mantra of the old rock and roll crowd. AlphaMetrix, a pool operator that seemed to follow that rule, was brought down by regulators after not paying traders or investors.
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By Michael McFarlin, Kristin Fox |
October 23, 2013
On the heels of NFA action against AlphaMetrix on Monday, at least one group of CTAs is organizing to ensure their voice is heard and their interests are looked after.
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By Steve Zwick |
October 1, 2012
With the recent fraud at PFGBest essentially torpedoing more than a century of trust, is a major overhaul of retail brokering the only solution?
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By Alanna Byrne |
September 21, 2012
Peregrine Financial Group customers will receive their first payout — totaling roughly $123 million — after a federal bankruptcy judge Thursday approved a distribution plan from trustee Ira Bodenstein.
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By Andrew Harris, Bloomberg |
September 12, 2012
Peregrine Financial Group Inc.’s liquidating trustee can consider bulk offers for futures client accounts from other commodities firms, a U.S. bankruptcy judge said.
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By Daniel P. Collins |
August 30, 2012
Days after receiving a letter from a former PFG customer complaining about the lack of progress in getting money back to former PFG customers, the PFG trustee asks judge to give raise to PFG general counsel.
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By Daniel P. Collins |
June 19, 2012
JP Morgan Chairman and CEO Jamie Dimon faced a little more hostility at Tuesday’s hearings of the House Financial Services committee than last week’s hearings
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By Daniel P. Collins |
May 15, 2012
New York Republican Congressman Michael Grimm finally delivered his well-publicized letter calling on Attorney General Eric Holder to appoint an independent counsel in the MF Global investigation
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By Daniel P. Collins |
May 14, 2012
Rep. Michael G. Grimm (R-N.Y.) officially delivered the letter to Holder having secured 64 signatures of fellow Republican members of Congress.
