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By Andrew Harris, Bloomberg | February 3, 2015
By Gary DeWaal | March 31, 2014
CFTC Fines Two Morgan Stanley Entities over Inadvertent Deficiencies in Its Handling of Customer Funds and Position Limit Violations.
By Andrew Harris | March 31, 2014
Sentinel filed for bankruptcy in August 2007, days after telling clients it was freezing their funds because of market volatility.
By Scott Skrym | April 30, 2013
How can we be assured seg funds are safe? Take a page from the securities site and introduce the Tri-party system.
By Daniel P. Collins | December 5, 2012
The Seventh Circuit Court of Appeals on Friday vacated an August ruling that allowed Bank of New York Mellon (BONY) to maintain priority over former customers of Sentinel Management Group to funds it loaned to Sentinel.
By Daniel P. Collins | June 1, 2012
Eric A. Bloom, president and CEO of the bankrupt Sentinel Management Group, Inc., and its head trader, Charles K. Mosley, were indicted on federal fraud charges