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By Bernardo Mariano | April 20, 2015
By Sarah N. Lynch, Reuters | March 30, 2015
U.S. regulators took aim at flamboyant financier Lynn Tilton and her advisory business on Monday, saying she defrauded investors by hiding the poor performance of assets underlying three collateralized loan obligation funds.
By Bernardo Mariano | March 9, 2015
Recent updates and events from around the trading world
By Jessica Toonkel and Ashley Lau, Reuters | March 2, 2015
The SEC may strip major groups of an ETF advanage.
By Bernardo Mariano | February 19, 2015
Exchange Shorts for Thursday, February 19, 2015.
By Press Release | February 10, 2015
VolX, a patented volatility concept, will launch on BOX Options Exchange once approval is received from the SEC.
By Bernardo Mariano | February 3, 2015
Exchange Shorts for Tuesday, February 3, 2015.
By Bernardo Mariano | January 6, 2015
By Bernardo Mariano | November 20, 2014
Exchange shorts for Thursday, November 20, 2014.
By Ellen Rosen, Bloomberg | November 20, 2014
Stock exchanges must show they can prevent technology disruptions under new rules intended to limit the frequency of malfunctions that have undermined investor confidence.