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By Press Release |
November 19, 2012
The National Futures Association has taken an emergency enforcement action against KS Global Strategies Inc., a commodity trading advisor in Larkspur, Calif.
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By Alanna Byrne |
November 9, 2012
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By Alanna Byrne |
November 8, 2012
After a weeklong delay due to Hurricane Sandy hitting the east coast the National Futures Association (NFA) on Monday launched an upgraded version of its Background Affiliation Status Information Center (BASIC), giving investors online access to key futures commission merchant (FCM) information.
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By Daniel P. Collins |
November 1, 2012
Roth discusses improved safeguards to keep seg funds secure and to restore confidence.
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By Michael J. McFarlin |
November 1, 2012
After gaps were revealed in seg funds, the industry responded, but is it enough?
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By Press Release |
October 30, 2012
The NFA has ordered Forex Club LLC and Peter Tatarnikov, a former principal of the firm, to pay a $300,000 fine.
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By Terrence A. Duffy |
October 30, 2012
For more than 160 years, no customer had ever lost a penny as the result of default by a futures industry clearing member. MF Global’s failure last October, followed by fraud at PFGBest nine months later, shattered this uninterrupted legacy of trust
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By Michael McFarlin |
October 23, 2012
The Commodity Futures Trading Commission unanimously approved new customer protection rules yesterday in response to MF Global’s demise one year ago and the revelation of fraud PFGBest earlier this year.
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By Steve Zwick |
October 1, 2012
With the recent fraud at PFGBest essentially torpedoing more than a century of trust, is a major overhaul of retail brokering the only solution?
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By Andrew Harris, Bloomberg |
September 17, 2012
Russell Wasendorf Sr., the indicted founder of Peregrine Financial Group Inc. who tried to kill himself in July, will be freed on bail after he pleads guilty to embezzlement on Sept. 17, a judge said.
