-
By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
-
By Silla Brush, Bloomberg |
May 16, 2013
JPMorgan Chase & Co., Goldman Sachs Group Inc. and the world’s largest banks won rollbacks in final Dodd-Frank Act rules that promise to transform the private swaps market by increasing competition.
-
By Silla Brush |
May 15, 2013
The world’s largest banks are set to win a rollback in final Dodd-Frank Act rules intended to transform the swaps market.
-
By Silla Brush and Christine Harper |
May 14, 2013
The CFTC is seeking documents from Wall Street banks about trades that combine features of swaps and futures.
-
By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
-
By Press Release |
May 13, 2013
The court said that the defendants ran a forex Ponzi scheme rather than trade client money as promised.
-
By Elizabeth Campbell, Bloomberg |
May 13, 2013
Hedge funds increased bets on lower gold prices after investors pulled a record $20.8 billion from bullion funds this year while BlackRock Inc., the world’s biggest money manager, said it’s still bullish.
-
By Silla Brush |
May 8, 2013
The regulator is considering reducing the number of price quotes a buyer must request before trading swaps.
-
By Silla Brush and Jim Brunsden, Bloomberg |
May 7, 2013
U.S. regulators face renewed pressure from congressional lawmakers to ease Dodd-Frank Act derivatives requirements amid mounting criticism from Wall Street and overseas officials that the rules overreach.
-
By Press Release |
May 6, 2013
Court enters order freezing Defendant’s assets and protecting books and records.
