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By Silla Brush, Bloomberg |
July 17, 2012
The CFTC reviewed operations at PFG Inc. at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker.
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By Silla Brush, Bloomberg |
July 17, 2012
The U.S. Commodity Futures Trading Commission reviewed operations at PFGBest at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker and a $200 million shortfall in client funds.
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By Silla Brush, Bloomberg |
July 10, 2012
The U.S. Commodity Futures Trading Commission voted today to define when trades are considered swaps under the Dodd-Frank Act, a step that triggers more than a dozen rules under the 2010 financial-regulation overhaul.
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By Silla Brush, Bloomberg |
June 28, 2012
The IntercontinentalExchange will initially focus on commodity and energy markets, and then evaluate opportunities for other types of derivatives.
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By Silla Brush, Bloomberg |
June 18, 2012
Several financial industry associations say that regulators need a better system of mutual recognition and coordination to ensure adequate oversight of the markets.
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By Silla Brush, Bloomberg |
June 12, 2012
Senate Democrats are seeking to increase the budgets of regulators in spending plans that clash with House Republicans’ efforts to rein in the Dodd-Frank Act.
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By Silla Brush, Bloomberg |
June 11, 2012
The CFTC may release a proposal for cross-border derivatives oversight that won’t require analysis of its costs.
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By Silla Brush, Bloomberg |
June 5, 2012
U.S. House Republicans want to cut the budget of the CFTC and subject a new consumer financial protection agency to additional scrutiny.
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By Silla Brush, Bloomberg |
June 4, 2012
The regulator may vote June 21 to propose guidelines for extending the reach of Dodd-Frank Act rules to overseas swaps trading.
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By Silla Brush, Bloomberg |
May 31, 2012
The U.S. Commodity Futures Trading Commission is seeking input on whether to narrow exemptions in a proposed proprietary-trading ban after JPMorgan Chase & Co. announced at least $2 billion in losses on credit derivatives.