Four years ago, two analysts who liked to swap notes on numbers they thought looked odd took a fateful step and tipped off U.S. regulators about a company that one of them had watched for months.
More than 100 institutional investors opposed efforts by the U.S. securities regulator to delay a rule requiring companies to disclose a ratio comparing their chief executive's pay with their workforce median.
Morgan Stanley is poised to pay $3.2 billion to settle federal and state charges that it misled investors in residential mortgage-backed securities that later soured during the financial crisis, th
Mutual funds and exchange-traded funds will be required to create new programs to better manage their liquidity, under a plan unveiled by U.S. securities regulators on Tuesday.
U.S. regulators need to accelerate their efforts beef up the rules governing "dark pool" trading platforms to better protect investors from poor trade execution and conflicts of interest, according to a new report released Tuesday.
Companies will have to provide investors with a ratio showing how the median pay of their workforce squares with their chief executive officers' compensation, according to new rules adopted by U.S.
BlackRock Inc on Wednesday pushed back against arguments by the New York Federal Reserve and other regulators that asset managers' securities lending operations may pose major risks to the market and may need greater oversight.
U.S. regulators took aim at flamboyant financier Lynn Tilton and her advisory business on Monday, saying she defrauded investors by hiding the poor performance of assets underlying three collateralized loan obligation funds.
