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By Press Release |
March 11, 2013
CFTC alleged that company collected $415,000, lost money trading, collected high fees, then shut down with no way for customers to follow up.
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By Press Release |
March 11, 2013
The Securities and Exchange Commission today charged the State of Illinois with securities fraud for misleading municipal bond investors about the state’s approach to funding its pension obligations.
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By Press Release |
February 26, 2013
The SEC charged a pair of hedge fund managers with lying to investors about their fund’s structure and financial condition before it failed.
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By Press Release |
February 21, 2013
Employees at center of charges worked on the ClearPort desk and allegedly handed off confidential trade information at least 60 times.
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By Press Release |
February 21, 2013
Sequestration's possible mandatory spending cuts — should they begin on March 1 — could have an impact on the physical delivery and cash settlement mechanisms of certain CME livestock and dairy products.
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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Press Release |
February 14, 2013
CFTC Chairman Gary Gensler addressed customer protections and upcoming reforms to the swaps market today in a hearing before the Senate Banking, Housing and Urban Affairs Committee.
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By Press Release |
February 12, 2013
The European Securities and Markets Authority is asking for feedback on new rules regarding short-selling and credit default swaps.
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By Press Release |
February 12, 2013
The court ruled in the favor of the CFTC, which claimed J. Hansen Investments defrauded investors and misappropriated client funds for personal use.
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By Press Release |
February 11, 2013
The Commodity Futures Trading Commission today granted the petition of Cantor Clearinghouse, L.P. to amend its order of registration as a derivatives clearing organization.
