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 Regulators will hold joint roundtable on swaps 

 
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From a press release issued by the SEC...

Washington, D.C., Sept. 8, 2010 — Staff from the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) will hold two joint public roundtables in September on issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The first roundtable on September 14 will be on issues related to swap data repository (SDR) registration, functions and responsibilities, the mechanics of data reporting, models for real time public reporting and the effect of transparency on liquidity of block trades and large transaction sizes. The second public roundtable on September 15 will be on issues related to swap execution facilities and security-based swap execution facilities.

The September 14 roundtable will be held in the Hearing Room at the CFTC Headquarters located at 1155 21st Street NW in Washington, D.C. The September 15 roundtable will be held in the Auditorium (Room L-002) at the SEC Headquarters located at 100 F Street NE in Washington D.C. The discussions will be open to the public with seating on a first-come, first-served basis. Members of the public also may listen by telephone and should be prepared to provide their first name, last name and affiliation.

The dial-in information for the September 14 roundtable is:

U.S./Canada Toll-Free: (866) 312-4390
International Toll: (404) 537-3379
Conference ID: 98801653

The dial-in information for the September 15 roundtable is:

U.S./Canada Toll-Free: (877) 732-6722
Conference ID: 7772

Transcripts of the public roundtable discussions will be published on both agencies' websites.

Members of the public wishing to submit their views on the topics addressed at the discussions may do so through the comment form on the SEC website or through the email addresses provided on the individual rulemaking pages on the CFTC website (http://www.cftc.gov/LawRegulation/OTCDerivatives/otc_rules.html).

All submissions provided to either the CFTC or the SEC in any electronic form or on paper will be published on the website of the respective agency, without review and without removal of personally identifying information.


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