Jim Rosenthal was named chief operating officer at Morgan Stanley. In his new role, Rosenthal will handle the integration of the New York investment bank’s brokerage joint venture with Citigroup’ Smith Barney, of which it holds a 51% stake. Previously, he was head of corporate strategy at the bank.
Edemir Pinto was appointed to the board of directors at CME Group.
Nancy A. Westwick was appointed chief compliance officer at R.J. O’Brien.
Andrei Kirilenko was appointed chief economist at the Commodity Futures Trading Commission.
Matthew Audette was appointed chief financial officer at E*Trade.
Patrick Bourbon was promoted to chief investment officer of ProManage.
Jean El Khoury was appointed to lead Nomura’s Asia Pacific equity derivatives trading team in Hong Kong.
Mark Ernst joined Fiserve as chief operating officer.
Peter Nachtwey was appointed chief financial officer at Legg Mason.
Nelson Griggs was appointed head of Asia Pacific for the Global Corporate Client Group at Nasdaq OMX.
Rachel Gould was appointed general counsel and managing director at NewOak Capital.
Mary Savoie was promoted to first vice president, industry services at the Options Clearing Corporation.
Daniel Connell was named chief executive officer at Correlix.
Stephen L. Cohen was named associate director in the Securities and Exchange Commission’s Division of Enforcement.
Bryan Harkins was appointed chief operating officer at Direct Edge.
Nicholas Scarf was appointed country head of Singapore for Newedge Group. Yoshio Kuno was appointed country head of Japan for the company.
Tony Davidow joined Rydex|SGI as managing director, portfolio strategist.
Mushegh Tovmasyan was named global head of sales at Alpari.